RegCF Compliance Dashboard
Tracking annual reporting obligations for 8,770 Regulation Crowdfunding issuers
Under SEC Regulation Crowdfunding (Reg CF), issuers who raise capital are required to file annual reports (Form C-AR) with the SEC until they formally terminate their reporting obligation (Form C-TR). This dashboard tracks which issuers are meeting those obligations and which are not — using publicly available SEC EDGAR filings combined with proprietary CCLEAR crowdfunding data.
Why does compliance matter? Issuers who fail to file required annual reports risk serious consequences: SEC enforcement actions, including fines and cease-and-desist orders; disqualification from conducting future Reg CF offerings; loss of the exemption relied upon when raising capital, potentially making the original offering itself non-compliant; erosion of investor trust, making it harder to raise capital in the future; and potential personal liability for officers and directors. For issuers with 300 or more holders of record who cannot easily terminate their reporting obligation, the stakes are even higher — ongoing non-compliance compounds with each missed filing year.
Register to get started
To search for issuers, view compliance reports, and download detailed filings data, you'll need a free account. Registration takes less than 30 seconds.
Create your free account No credit card required.What's included
Three tiers — pick the one that fits. Platforms with successful Reg CF offerings get Pro features free.
| Feature | Free $0 |
Pro $29/mo |
Platform Free |
|---|---|---|---|
| Search all 8,770+ issuers | ✓ | ✓ | ✓ |
| View compliance status & basic info | ✓ | ✓ | ✓ |
| Detailed compliance reports | — | ✓ | ✓ |
| Full EDGAR filing history & direct links | — | ✓ | ✓ |
| Remediation steps & guidance | — | ✓ | ✓ |
| PDF report downloads | — | ✓ | ✓ |
| Compliance certificates | — | ✓ | ✓ |
| Dashboard analytics & charts | — | ✓ | ✓ |
Who is this for?
The CCLEAR Compliance Tracker serves everyone in the Reg CF ecosystem. Here's what you can do:
Funding Portals / Brokers
Monitor the compliance status of issuers you've hosted. Identify which companies have fallen behind on annual reports so you can follow up or flag risks to your investors. FINRA-registered portals and brokers get full access free.
To qualify for free portal access, register with an email domain matching a FINRA-registered funding portal or broker-dealer listed on the Portals We Regulate page.
Free for portals → RegisterIssuers
Look up your own company to see whether the SEC shows you in compliance. Understand what filings you may be missing, what remediation steps to take, and earn a verified CCLEAR Compliance Badge to display on your website.
Free & Pro plans → RegisterInvestors
Before investing — or after — check whether an issuer is meeting its SEC reporting obligations. Companies that don't file annual reports may be a higher risk. Search any issuer by name or CIK number.
Free to search → RegisterLawyers & Compliance
Advise your clients on their Reg CF reporting obligations with real data. Pull up any issuer's filing history, see exactly which annual reports are missing, and get actionable remediation guidance.
Pro plan recommended → See pricingRegulators
See aggregate compliance data across the entire Reg CF market. Identify systemic non-compliance trends, flagged high-risk issuers with 300+ investors, and track how the market's reporting obligations evolve.
Dashboard view → Register freeService Providers
Transfer agents, accountants, and filing agents can use compliance data to identify issuers who need help getting back into compliance — a direct business development opportunity.
Pro plan recommended → See pricingTotal Issuers
8,770
Compliant
363
4.1%
Non-Compliant
2,757
31.4%
Partial
1,378
15.7%