RegCF Compliance Dashboard
Tracking annual reporting filings for 8,784 Regulation Crowdfunding issuers based on publicly available SEC EDGAR data
Under SEC Regulation Crowdfunding (Reg CF), issuers who raise capital are required to file annual reports (Form C-AR) with the SEC until they formally terminate their reporting obligation (Form C-TR). This dashboard surfaces which issuers appear to have filed required reports and which do not yet appear to have done so — based on publicly available SEC EDGAR filings combined with proprietary CCLEAR crowdfunding data. EDGAR data may be delayed or incomplete.
Why does compliance matter? According to SEC rules, issuers who do not file required annual reports may face consequences including: SEC enforcement actions such as fines and cease-and-desist orders; disqualification from conducting future Reg CF offerings; potential loss of the exemption relied upon when raising capital; and potential personal liability for officers and directors. For issuers with 300 or more holders of record who cannot easily terminate their reporting obligation, annual filing requirements continue until eligibility criteria are met.
Register to get started
To search for issuers, view filing status reports, and download detailed filings data, you'll need a free account. Registration takes less than 30 seconds.
Create your free account No credit card required.What's included
Four tiers — pick the one that fits. FINRA-registered platforms get Pro features free.
| Feature | Free $0 |
Pro $29/mo |
Advisor $99/mo |
Platform Free |
|---|---|---|---|---|
| Search all 8,784+ issuers | ✓ | ✓ | ✓ | ✓ |
| View filing status & basic info | ✓ | ✓ | ✓ | ✓ |
| Detailed filing status reports | — | ✓ | ✓ | ✓ |
| Full EDGAR filing history & direct links | — | ✓ | ✓ | ✓ |
| PDF report downloads | — | ✓ | ✓ | ✓ |
| Dashboard analytics & charts | — | ✓ | ✓ | ✓ |
| Client watchlist dashboard | — | — | ✓ | — |
| Daily compliance alerts | — | — | ✓ | — |
| Sign Up Free | Get Pro | Get Advisor | Platform Sign Up |
Who is this for?
The CCLEAR Compliance Tracker serves everyone in the Reg CF ecosystem. Here's what you can do:
Funding Portals / Brokers
Monitor the filing status of issuers you've hosted. See which companies appear to have outstanding annual report obligations based on available EDGAR data, so you can follow up. FINRA-registered portals and brokers get full access free.
To qualify for free portal access, register with an email domain matching a FINRA-registered funding portal or broker-dealer listed on the Portals We Regulate page.
Free for portals → RegisterIssuers
Look up your own company to see whether required filings appear on EDGAR. Review what filings may be missing based on available data, see relevant SEC references, and get a CCLEAR Filing Status Badge to display on your website.
Free & Pro plans → RegisterInvestors
Look up whether an issuer appears to be meeting its SEC annual reporting obligations based on publicly available EDGAR filings. This information is for research purposes only and does not constitute investment advice. Search any issuer by name or CIK number.
Free to search → RegisterCPAs, Lawyers & Compliance
Monitor your clients' Reg CF reporting status with data from EDGAR. The Advisor tier includes a client watchlist dashboard to track multiple issuers and daily email alerts when filing status changes.
Advisor plan → See pricingRegulators
See aggregate filing data across the entire Reg CF market. Review reporting trends, identify issuers with ongoing obligations and 300+ investors, and track how the market's filing patterns evolve — all based on publicly available EDGAR data.
Dashboard view → Register freeService Providers
Transfer agents, accountants, and filing agents can use filing status data to identify issuers that appear to have outstanding annual report obligations based on EDGAR data.
Pro or Advisor plan → See pricingTotal Issuers
8,784
Current on Filings
363
4.1%
Not Current
2,759
31.4%
Partially Current
1,376
15.7%